Scaling RIAs Through Operational Excellence
Paul Keller
Paul has over 25 years of experience in the financial services industry starting out as an Intern at Dain Bosworth, going to TD Ameritrade, Wells Fargo Investments, and most recently where he spent over 16 years at Axos Clearing (formerly known as Legent Clearing and COR Clearing). His attention to detail makes sure things are done correctly and on time. Paul has a deep understanding of back-office process and will work with you to design solutions to meet your day-to-day challenges.
Rich Brown
Rich has been in the financial services industry since 1999, starting out as a trader at Ameritrade. Most recently, he was the Director of Trading for an RIA that grew to more than $8 billion in regulatory assets. He has extensive knowledge of all aspects of the Orion platform. His experience in the RIA space includes billing, customer service, compliance and reporting.